FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 04/04/2024 |
3. Issuer Name and Ticker or Trading Symbol
Contineum Therapeutics, Inc. [ CTNM ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Class A Common Stock | 375,535 | D(1) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Series A Preferred Stock | (2) | (2) | Class A Common Stock | 1,775,421 | (2) | I | See Footnote(3) |
Series B Preferred Stock | (2) | (2) | Class A Common Stock | 418,641 | (2) | I | See Footnote(3) |
Series C Preferred Stock | (2) | (2) | Class A Common Stock | 132,499 | (2) | I | See Footnote(3) |
Series A Preferred Stock | (2) | (2) | Class A Common Stock | 11,183 | (2) | I | See Footnote(4) |
Series B Preferred Stock | (2) | (2) | Class A Common Stock | 2,637 | (2) | I | See Footnote(4) |
Series C Preferred Stock | (2) | (2) | Class A Common Stock | 834 | (2) | I | See Footnote(4) |
Series B Preferred Stock | (2) | (2) | Class A Common Stock | 525,472 | (2) | I | See Footnote(5) |
Series C Preferred Stock | (2) | (2) | Class A Common Stock | 333,334 | (2) | I | See Footnote(5) |
Series A-1 Preferred Stock | (2) | (2) | Class A Common Stock | 1,423,119 | (2) | D(1) | |
Series B Preferred Stock | (2) | (2) | Class A Common Stock | 317,988 | (2) | D(1) |
1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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Explanation of Responses: |
1. The shares are held directly by Versant Venture Capital VI, L.P. ("VVC VI"). Versant Ventures VI GP, L.P. ("VV VI GP") is the general partner of VVC VI, and Versant Ventures VI GP-GP, LLC ("VV VI GP-GP") is the general partner of VV VI GP. Each of VV VI GP-GP and VV VI GP disclaims beneficial ownership of the shares held by VVC VI, except to the extent of their respective pecuniary interests therein. |
2. Upon the closing of the Issuer's initial public offering (the "IPO"), each of the outstanding shares of the Series A Preferred Stock, the Series A-1 Preferred Stock, the Series B Preferred Stock and the Series C Preferred Stock (collectively, the "Preferred Stock"), will automatically convert into shares of the Issuer's Class A common stock, on a one-for-one basis for no additional consideration, in accordance with the provisions of the Issuer's amended and restated certificate of incorporation, with the exception of certain shares of the Preferred Stock, which the Reporting Persons herein may elect, prior to the closing of the IPO, to convert into shares of the Issuer's Class B common stock. The Preferred Stock has no expiration Date. |
3. The shares are held directly by Versant Venture Capital IV, L.P. ("VVC IV"). Versant Ventures IV, LLC ("VV IV GP") is the general partner of VVC IV and disclaims beneficial ownership of the shares held by VVC IV, except to the extent of its pecuniary interest therein. |
4. The shares are held directly by Versant Side Fund IV, L.P. ("VSF IV"). VV IV GP is the general partner of VSF IV and disclaims beneficial ownership of the shares held by VSF IV, except to the extent of its pecuniary interest therein. |
5. The shares are held directly by Versant Vantage I, L.P. ("VV I"). Versant Vantage I GP, L.P. ("VV I GP") is the general partner of VV I, and Versant Vantage I GP-GP, LLC ("VV I GP-GP") is the general partner of VV I GP. Each of VV I GP-GP and VV I GP disclaims beneficial ownership of the shares held by VV I, except to the extent of their respective pecuniary interests therein. |
Versant Venture Capital VI, L.P. By: Versant Ventures VI GP, L.P. Its: General Partner By: Versant Ventures VI GP-GP, LLC Its: General Partner By: /s/ Max Eisenberg Its: Chief Operating Officer | 04/04/2024 | |
Versant Ventures VI GP, L.P., By: Versant Ventures VI GP-GP, LLC Its: General Partner By: /s/ Max Eisenberg Its: Chief Operating Officer | 04/04/2024 | |
Versant Ventures VI GP-GP, LLC By: /s/ Max Eisenberg Its: Chief Operating Officer | 04/04/2024 | |
Versant Vantage I, L.P. By: Versant Vantage I GP, L.P. Its: General Partner By: Versant Vantage I GP-GP, LLC Its: General Partner By: /s/ Max Eisenberg Its: Chief Operating Officer | 04/04/2024 | |
Versant Vantage I GP, L.P., By: Versant Vantage I GP-GP, LLC Its: General Partner By: /s/ Max Eisenberg Its: Chief Operating Officer | 04/04/2024 | |
Versant Vantage I GP-GP, LLC By: /s/ Max Eisenberg Its: Chief Operating Officer | 04/04/2024 | |
Versant Venture Capital IV, L.P., By: Versant Ventures IV, LLC Its: General Partner By: /s/ Max Eisenberg Its: Chief Operating Officer | 04/04/2024 | |
Versant Side Fund IV, L.P., By: Versant Ventures IV, LLC Its: General Partner By: /s/ Max Eisenberg Its: Chief Operating Officer | 04/04/2024 | |
Versant Ventures IV, LLC By: /s/ Max Eisenberg Its: Chief Operating Officer | 04/04/2024 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |